SEC Form 4 · accession 0000073124-15-000028
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joyce St Clair
Officer — Executive Vice President
Period of report
Jan 26, 2015
Accepted (ET)
Jan 27, 2015 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2015 | G | 229 | $0.00 | D | 32,186 | I | By Trust |
| Common StockF1,F2 | holding | — | — | — | 27,205 | D | ||
| Common Stock | holding | — | — | — | 5,110 | I | 401(k) as of 12-31-2014 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the January 22, 2015 transfer of 10,982 shares previously directly held by the reporting person into the reporting person's existing revocable trust account.
- F2Includes 27,205 shares representing stock units payable automatically on a 1-for-1 basis in share of the Corporation's common stock.