SEC Form 4 · accession 0000073124-15-000019
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Fradkin
Officer — President/Wealth Management
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2015 | A | 16,037 | $0.00 | A | 64,504 | D | |
| Common StockF1 | Jan 20, 2015 | F | 5,055 | $62.26 | D | 59,449 | D | |
| Common Stock | holding | — | — | — | 77,162 | I | By Trust | |
| Common Stock | holding | — | — | — | 1,762 | I | Spouse as trustee for Son | |
| Common Stock | holding | — | — | — | 1,762 | I | Spouse as trustee for Daughter | |
| Common Stock | holding | — | — | — | 9,926 | I | 401(k) as of 12-31-2014 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 48,467 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.