SEC Form 4 · accession 0000073124-15-000004
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean M Harrison
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2015 | A | 497 | $0.00 | A | 497 | D | |
| Common StockF2 | holding | — | — | — | 15 | I | By LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2The reporting person is a member of the LLC and the trustee of a trust that is a member of the LLC. The reporting person's children are the beneficiaries of that trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.