SEC Form 4 · accession 0000073088-17-000007
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jan Robert Horsfall
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | A | 0 | $57.00 | A | 5,950 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors.