SEC Form 4/A · accession 0000073088-17-000013
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jan Robert Horsfall
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 10, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 3, 2017 | A | 2,750 | $57.00 | A | 5,950 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors.
- F2The original Form 4, filed on January 5, 2017 was filed in a timely manner and correctly indicated the amount of securities beneficially owned following the reported transaction. However, the number of shares acquired were inadvertently incorrectly reported on the initial Form 4 filing.