SEC Form 4 · accession 0001140361-16-064887
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gregg S Kantor
Officer — CEO · Director
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 10, 2016 | S | 1,000 | $56.857 | D | 30,997 | D | |
| Common StockF3 | holding | — | — | — | 7,547 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 200 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 570 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 5, 2016.
- F2This transaction was executed in multiple trades on reported date with prices ranging from $56.665 to $57.00, resulting in an average price of $56.8570. Northwest Natural Gas Company will provide upon request by the Commission staff or a security holder of the issuer full information regarding the number of shares purchased or sold at each separate price.
- F3Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- F4Shares held in reporting person's parent's account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
- F5Shares held in reporting person's parent's IRA account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.