SEC Form 4/A · accession 0001140361-16-069773
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregg S Kantor
Officer — CEO · Director
Period of report
May 10, 2016
Accepted (ET)
Jun 14, 2016 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 10, 2016 | S | 1,000 | $56.857 | D | 44,997 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2016. The original Form 4 filing showed April 5, 2016 as the date the Rule 10b5-1 trading plan was adopted.
- F2This transaction was executed in multiple trades on reported date with prices ranging from $56.665 to $57.00, resulting in an average price of $56.8570. Northwest Natural Gas Company will provide upon request by the Commission staff or a security holder of the issuer full information regarding the number of shares purchased or sold at each separate price.
- F313,000 shares were omitted from the original Form 4 filing.