SEC Form 4/A · accession 0001127602-17-010071
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael J Loughlin
Officer — Sr. Executive Vice President
Period of report
Mar 1, 2012
Accepted (ET)
Mar 3, 2017 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Mar 1, 2012 | M | 12 | $31.54 | A | 82,431 | I | Through Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F1,F2 | — | Mar 1, 2012 | M | 12 | D | — | — | Common Stock, $1 2/3 Par Value | 12 | 12,621 | D |
Explanation of responses
- F1Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
- F2Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.
- F3Price of derivative security is $31.54.