SEC Form 4 · accession 0001127602-15-008548

WELLS FARGO & COMPANY/MN · WFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, Chairman & CEO · Director

Period of report

Feb 24, 2015

Accepted (ET)

Feb 26, 2015 · 2:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072971

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 2/3 Par Value	holding	—	—	—	515,313	I	Through Family Trust
Common Stock, $1 2/3 Par Value	holding	—	—	—	225,000	I	Through JS GRAT
Common Stock, $1 2/3 Par Value	holding	—	—	—	225,000	I	Through RS GRAT
Common Stock, $1 2/3 Par Value^F1	holding	—	—	—	88,600	I	Through 401(k) Plan
Common Stock, $1 2/3 Par Value	holding	—	—	—	7,688	I	Through Ira
Common Stock, $1 2/3 Par Value	holding	—	—	—	112,000	I	Through JJS 2011 Irrevocable Trust
Common Stock, $1 2/3 Par Value	holding	—	—	—	150,000	I	Through RT 2011 Irrevocable Trust
Common Stock, $1 2/3 Par Value	holding	—	—	—	4,833	I	Through Self Employed Pension Plan
Common Stock, $1 2/3 Par Value	holding	—	—	—	5,353	I	Through Spouse's Ira

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Share Right^F2,F3	—	Feb 24, 2015	A	18,061	A	—	—	Common Stock, $1 2/3 Par Value	18,061	18,061	D

F1Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of January 31, 2015, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
F2Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock.
F3These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.