SEC Form 5 · accession 0001127602-15-005938
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Stumpf
Officer — President, Chairman & CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 1:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Aug 15, 2014 | G | 450,000 | $0.00 | D | 515,313 | I | Through Family Trust |
| Common Stock, $1 2/3 Par Value | Aug 15, 2014 | G | 225,000 | $0.00 | A | 225,000 | I | Through JS GRAT |
| Common Stock, $1 2/3 Par Value | Aug 15, 2014 | G | 225,000 | $0.00 | A | 225,000 | I | Through RS GRAT |
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 88,081 | I | Through 401(k) Plan | |
| Common Stock, $1 2/3 Par ValueF2 | holding | — | — | — | 7,688 | I | Through Ira | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 112,000 | I | Through JJS 2011 Irrevocable Trust | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 150,000 | I | Through RT 2011 Irrevocable Trust | |
| Common Stock, $1 2/3 Par ValueF3 | holding | — | — | — | 4,833 | I | Through Self Employed Pension Plan | |
| Common Stock, $1 2/3 Par ValueF4 | holding | — | — | — | 5,353 | I | Through Spouse's Ira |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of December 31, 2014, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
- F2Includes 49.517 shares of Company common stock acquired under the Company's dividend reinvestment plan on 12/1/2014.
- F3Includes 31.13 shares of Company common stock acquired under the Company's dividend reinvestment plan on 12/1/2014.
- F4Includes 34.482 shares of Company common stock acquired under the Company's dividend reinvestment plan on 12/1/2014.