SEC Form 5 · accession 0001127602-15-005925
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Carroll
Officer — Senior Exec. Vice President
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 12:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par ValueF1 | Jun 5, 2014 | G | 280,936 | $0.00 | A | 280,936 | I | Through Trust |
| Common Stock, $1 2/3 Par Value | Jun 5, 2014 | G | 280,936 | $0.00 | D | 0 | D | |
| Common Stock, $1 2/3 Par ValueF2 | holding | — | — | — | 2,293 | I | Through 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total has been adjusted to reflect an overstatement of four shares on the reporting person's previous filings.
- F2Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of December 31, 2014, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.