SEC Form 4 · accession 0001437749-15-012169
Vaxart, Inc. · VXRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James Fox
Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jun 9, 2015 | P | 70,000 | $1.99 | A | 100,614 | I | Penashe Holdings Pty Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Fox is an executive director of Penashe Holdings Propriety Limited and may be deemed to have beneficial ownership of these securities to the extent of any indirect pecuniary interest in his distributive shares therein.