SEC Form 4/A · accession 0001437749-15-012313
Vaxart, Inc. · VXRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James Fox
Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 15, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jun 10, 2015 | P | 70,000 | $2.03 | A | 100,614 | I | Penashe Holdings Pty Ltd. |
| Common stockF2 | holding | — | — | — | 8,700 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Fox is an executive director of Penashe Holdings Propriety Limited and may be deemed to have beneficial ownership of these securities to the extent of any indirect pecuniary interest in his distributive shares therein.
- F2The original Form 4 report filed on June 11, 2015 incorrectly reported the purchase date and price of the purchase and excluded the direct holdings of the reporting person.