SEC Form 4 · accession 0001127602-16-067772
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Eric Stickels
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 18, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 4,246 | $38.02 | A | 19,287 | D | |
| Common Stock | Nov 18, 2016 | F | 3,493 | $54.89 | D | 15,794 | D | |
| Common Stock | holding | — | — | — | 1,730 | I | By Wife | |
| Common Stock | holding | — | — | — | 27,224 | I | By Oneida Financial Corp. 401(k) Plan | |
| Common Stock | holding | — | — | — | 10,948 | I | By Oneida Financial Corp. Employee Stock Ownership Plan | |
| Common Stock | holding | — | — | — | 4,639 | I | By Wife's Oneida Financial Corp. 401(k) | |
| Common Stock | holding | — | — | — | 3,199 | I | By Wife's Oneida Financial Corp. Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $38.02 | Nov 18, 2016 | M | 4,246 | D | Mar 16, 2016 | Mar 16, 2026 | Common Stock | 4,246 | 0 | D |