SEC Form 4/A · accession 0001127602-16-068423
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Eric Stickels
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 25, 2016 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2016 | F | 2,942 | $54.89 | D | 16,345 | D | |
| Common StockF2,F3 | holding | — | — | — | 39,070 | I | By Community Bank System, Inc. 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,730 | I | By Wife | |
| Common StockF4,F3 | holding | — | — | — | 8,030 | I | By Wife's Community Bank System, Inc. 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is filed to correct the number of shares withheld by the Company.
- F2Includes 897.7301 shares acquired pursuant to the 401(k) Plan's dividend reinvestment feature.
- F3The Oneida Financial Corp. Employee Stock Ownership Plan and the Oneida Financial Corp. 401(k) Plan were merged with the Community Bank System, Inc. 401(k) Plan.
- F4Includes 191.4527 shares acquired pursuant to the 401(k) Plan's dividend reinvestment feature.