SEC Form 3 · accession 0001225208-26-006193
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A James
10% Owner
Period of report
Jun 16, 2026
Accepted (ET)
Jun 26, 2026 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 50,625 | I | By James Ventures, Inc. | |
| Common Stock | holding | — | — | — | 1,500,000 | I | By TA James Ventures Partnership | |
| Common Stock | holding | — | — | — | 17,459,133 | I | By Thomas A. James Family Rev Trust | |
| Common StockF1 | holding | — | — | — | 745 | I | ESOP | |
| Common Stock | holding | — | — | — | 162,730 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitsF2 | — | holding | — | — | — | Sep 30, 2026 | Dec 31, 2026 | Common Stock | 1,352 | — | D |
| Restricted Stock UnitsF2 | — | holding | — | — | — | Dec 15, 2026 | Dec 15, 2026 | Common Stock | 1,353 | — | D |
Explanation of responses
- F1Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through June 16, 2026.
- F2Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Remarks
jamespoa.txt