SEC Form 5 · accession 0001225208-16-041586
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tashtego S Elwyn
Officer — President - RJA
Period of report
Sep 30, 2016
Accepted (ET)
Nov 14, 2016 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2015 | G | 200 | $0.00 | D | 2,786 | D | |
| Common StockF1 | holding | — | — | — | 3,958 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 9, 2016.
Remarks
This Form 5 reports a gift of shares by the reporting person.