SEC Form 4 · accession 0001225208-16-025729
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis S Godbold
Officer — Vice Chairman · Director
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 3, 2016 | P | 20,000 | $40.944 | A | 203,000 | D | |
| Common StockF3 | holding | — | — | — | 1,497 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Reflects the weighted average purchase price. The range of prices for such transaction was $40.78 to $41.10.
- F3Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 2, 2016.
Remarks
This Form 4 reports the open market purchase by the reporting person of shares of common stock.