SEC Form 4 · accession 0001225208-15-017391
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles von Arentschildt
Director
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 11:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 19, 2015 | A | 1,086 | A | Aug 19, 2016 | Aug 19, 2016 | Common Stock | 1,086 | 1,086 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Remarks
This Form 4 reports the acquisition by the reporting person of Restricted Stock Units resulting from a grant representing one-half the value of the registrant's annual grants to its non-executive directors.