SEC Form 4 · accession 0001225208-15-007093

RAYMOND JAMES FINANCIAL INC · RJF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Steven M Raney

Officer — President & CEO RJBank

Period of report

Mar 4, 2015

Accepted (ET)

Mar 6, 2015 · 12:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000720005

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Mar 4, 2015	S	2,328	$58.00	D	18,576	D
Common Stock	Mar 5, 2015	M	2,328	$25.28	A	20,904	D
Common Stock^F4	holding	—	—		—	1,227	I	ESOP

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5	$25.28	Mar 5, 2015	M	2,328	D	—	Jan 24, 2016	Common Stock	2,328	1,627	D

Explanation of responses

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2015.
F2Includes 54 shares of common stock acquired on 03/03/15 pursuant to the registrant's Employee Stock Purchase Plan.
F3The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2015.
F4Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through March 4, 2015.
F5Of the 25,000 employee stock options granted on 11/24/2009, 15,000 vested and became exercisable on 11/24/2012, 2,090 on 11/24/2013, 3,995 on 11/24/2014 and 3,955 on 01/24/2015.

Remarks

This Form 4 reports the open market sale of 2,328 shares of common stock and stock option exercise related to 2,328 shares of common stock, both effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2015.