SEC Form 4 · accession 0001225208-15-005558
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin Esty
Director
Period of report
Feb 21, 2015
Accepted (ET)
Feb 25, 2015 · 8:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 21, 2015 | A | 2,208 | A | Feb 21, 2016 | Feb 21, 2016 | Common Stock | 2,208 | 2,208 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Remarks
This Form 4 reports the acquisition by the reporting person of restricted stock units resulting from an annual grant to the registrant's non-executive directors. Note: In accordance with SEC rules, commencing with this filing, the reporting person will reflect in a Form 4 only transactions in issuer securities and will no longer provide comprehensive information on holdings unrelated to the class of securities for which a reportable transaction has occurred.