SEC Form 4 · accession 0001225208-15-001420
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan N Story
Director
Period of report
Jan 14, 2015
Accepted (ET)
Jan 15, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2015 | M | 2,500 | $26.69 | A | 9,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $26.69 | Jan 14, 2015 | M | 2,500 | D | Feb 19, 2013 | Feb 19, 2015 | Common Stock | 2,500 | 0 | D |
Remarks
This Form 4 reports the exercise for cash of employee stock options.