SEC Form 4 · accession 0001225208-15-000058
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Allison
Officer — Chair, President & CEO RJ Ltd.
Period of report
Dec 22, 2014
Accepted (ET)
Jan 2, 2015 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2014 | G | 7,800 | $0.00 | D | 17,672 | D | |
| Common StockF2 | Dec 22, 2014 | G | 7,800 | $0.00 | A | 9,628 | I | Rose Allison Holdings Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to Rose Allison Holdings, Inc., a corporation that is wholly owned by the reporting person's spouse.
- F2A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
Remarks
This Form 4 reports the gift of shares by the reporting person to Rose Allison Holdings, Inc.