SEC Form 4 · accession 0001562180-18-000716
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gregory W Becker
Officer — President and CEO
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2018 | S | 100 | $240.61 | D | 64,661 | I | Revocable Trust |
| Common Stock | Feb 7, 2018 | S | 100 | $240.71 | D | 64,561 | I | Revocable Trust |
| Common StockF1 | Feb 7, 2018 | S | 2,400 | $242.88 | D | 62,161 | I | Revocable Trust |
| Common StockF2 | Feb 7, 2018 | S | 976 | $243.93 | D | 61,185 | I | Revocable Trust |
| Common StockF3 | Feb 7, 2018 | S | 824 | $245.15 | D | 60,361 | I | Revocable Trust |
| Common Stock | Feb 7, 2018 | S | 100 | $245.80 | D | 60,261 | I | Revocable Trust |
| Common Stock | holding | — | — | — | 6,184 | I | By 401(k)/ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $242.34 to $243.29; the price reported above reflects the weighted average sale price.
- F2This transaction was executed in multiple trades at prices ranging from $243.6 to $244.52; the price reported above reflects the weighted average sale price.
- F3This transaction was executed in multiple trades at prices ranging from $244.78 to $245.44; the price reported above reflects the weighted average sale price.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 2, 2017.