SEC Form 4/A · accession 0001562180-18-001676

SVB FINANCIAL GROUP · SIVB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Gregory W Becker

Officer — President and CEO

Period of report

Feb 7, 2018

Accepted (ET)

Mar 20, 2018 · 12:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000719739

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 7, 2018	S	100	$240.61	D	58,439	I	Revocable Trust
Common Stock	Feb 7, 2018	S	100	$240.71	D	58,339	I	Revocable Trust
Common Stock^F2	Feb 7, 2018	S	2,400	$242.88	D	55,939	I	Revocable Trust
Common Stock^F3	Feb 7, 2018	S	976	$243.93	D	54,963	I	Revocable Trust
Common Stock^F4	Feb 7, 2018	S	824	$245.15	D	54,139	I	Revocable Trust
Common Stock	Feb 7, 2018	S	100	$245.80	D	54,039	I	Revocable Trust

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Updated previous filing of incorrect beneficial ownership beginning balance.
F2This transaction was executed in multiple trades at prices ranging from $242.34 to $243.29; the price reported above reflects the weighted average sale price.
F3This transaction was executed in multiple trades at prices ranging from $243.6 to $244.52; the price reported above reflects the weighted average sale price.
F4This transaction was executed in multiple trades at prices ranging from $244.78 to $245.44; the price reported above reflects the weighted average sale price.

Remarks

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 2, 2017.