SEC Form 4 · accession 0001181580-15-000006
RAVE RESTAURANT GROUP, INC. · RAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Steven Michael Johnson
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | M | 10,000 | $2.71 | A | 20,000 | D | |
| Common Stock | Feb 17, 2015 | M | 20,000 | $1.90 | A | 40,000 | D | |
| Common Stock | Feb 17, 2015 | M | 20,000 | $2.32 | A | 60,000 | D | |
| Common Stock | Feb 17, 2015 | M | 20,000 | $3.17 | A | 80,000 | D | |
| Common StockF2 | Feb 17, 2015 | S$0 | 13,000 | — | D | 67,000 | D | |
| Common StockF3 | Feb 18, 2015 | S$0 | 30,000 | — | D | 37,000 | D | |
| Common StockF4 | Feb 19, 2015 | S$0 | 20,000 | — | D | 17,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIRECTOR STOCK OPTIONS (Right to Buy)F1 | $2.71 | Feb 17, 2015 | M | 10,000 | D | Jun 27, 2012 | Jun 27, 2021 | COMMON STOCK | 10,000 | 0 | D |
| DIRECTOR STOCK OPTIONS (Right to Buy)F1 | $1.90 | Feb 17, 2015 | M | 20,000 | D | Jun 29, 2010 | Jun 29, 2019 | COMMON STOCK | 20,000 | 0 | D |
| DIRECTOR STOCK OPTIONS (Right to Buy)F1 | $2.32 | Feb 17, 2015 | M | 20,000 | D | Jul 2, 2009 | Jul 2, 2018 | COMMON STOCK | 20,000 | 0 | D |
| DIRECTOR STOCK OPTIONS (Right to Buy)F1 | $3.17 | Feb 17, 2015 | M | 20,000 | D | Nov 8, 2008 | Nov 8, 2017 | COMMON STOCK | 20,000 | 0 | D |
Explanation of responses
- F1Represents director stock options.
- F2Represents the weighted average purchase price of transactions effected at prices ranging from $13.38 per share to $13.57 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average purchase price of transactions effected at prices ranging from $13.20 per share to $13.53 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average purchase price of transactions effected at prices ranging from $13.10 per share to $13.42 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.