SEC Form 4/A · accession 0001181580-15-000007
RAVE RESTAURANT GROUP, INC. · RAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven Michael Johnson
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 23, 2015 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | M | 10,000 | $2.71 | A | 20,000 | D | |
| Common Stock | Feb 17, 2015 | M | 20,000 | $1.90 | A | 40,000 | D | |
| Common Stock | Feb 17, 2015 | M | 20,000 | $2.32 | A | 60,000 | D | |
| Common Stock | Feb 17, 2015 | M | 20,000 | $3.17 | A | 80,000 | D | |
| Common StockF2,F5 | Feb 17, 2015 | S | 13,000 | $13.456 | D | 67,000 | D | |
| Common StockF3,F5 | Feb 18, 2015 | S | 30,000 | $13.324 | D | 37,000 | D | |
| Common StockF4,F5 | Feb 19, 2015 | S | 20,000 | $13.224 | D | 17,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIRECTOR STOCK OPTIONS (Right to Buy)F1 | $2.71 | Feb 17, 2015 | M | 10,000 | D | Jun 27, 2012 | Jun 27, 2021 | COMMON STOCK | 10,000 | 0 | D |
| DIRECTOR STOCK OPTIONS (Right to Buy)F1 | $1.90 | Feb 17, 2015 | M | 20,000 | D | Jun 29, 2010 | Jun 29, 2019 | COMMON STOCK | 20,000 | 0 | D |
| DIRECTOR STOCK OPTIONS (Right to Buy)F1 | $2.32 | Feb 17, 2015 | M | 20,000 | D | Jul 2, 2009 | Jul 2, 2018 | COMMON STOCK | 20,000 | 0 | D |
| DIRECTOR STOCK OPTIONS (Right to Buy)F1 | $3.17 | Feb 17, 2015 | M | 20,000 | D | Nov 8, 2008 | Nov 8, 2017 | COMMON STOCK | 20,000 | 0 | D |
Explanation of responses
- F1Represents director stock options.
- F2Represents the weighted average purchase price of transactions effected at prices ranging from $13.38 per share to $13.57 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average purchase price of transactions effected at prices ranging from $13.20 per share to $13.53 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average purchase price of transactions effected at prices ranging from $13.10 per share to $13.42 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5This Form 4 is amended solely for the purposes of: (a) reflecting the change of the issuer's name and ticker symbol from "Pizza Inn Holdings, Inc. (PZZI)" to "RAVE Restaurant Group, Inc. (RAVE)"; and (b) providing the weighted average price at which shares were sold on each date.