SEC Form 4 · accession 0001229952-19-000001
FIRST COMMONWEALTH FINANCIAL CORP /PA/ · FCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard V Lombardi
Officer — EVP-Chief Audit Executive
Period of report
Feb 5, 2019
Accepted (ET)
Feb 5, 2019 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712537
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2019 | A | 13,600 | $0.00 | A | 49,789 | D | |
| Common Stock | Feb 5, 2019 | F | 6,049 | $0.00 | D | 43,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units-Service BasedF3 | — | holding | — | — | — | — | — | Common Stock | 2,300 | 2,300 | D |
| Restricted Stock Units-Service BasedF4 | — | holding | — | — | — | — | — | Common Stock | 2,350 | 4,650 | D |
Explanation of responses
- F1Shares issued to Mr. Lombardi pursuant to an award granted under the First Commonwealth Financial Corporation 2016-2018 Long-Term Incentive Plan.
- F2Shares held by the issuer to satisfy tax withholding obligations in connection with the Long-Term Incentive Award referenced in Footnote 1.
- F3Award in 2017 of service-based stock units convertible into shares of FCF common stock on a 1-for-1 basis at the end of a 3 year vesting period.
- F4Award in 2018 of service-based stock units convertible into shares of FCF common stock on a 1-for-1 basis at the end of a 3 year vesting period.