SEC Form 4 · accession 0001229952-17-000022
FIRST COMMONWEALTH FINANCIAL CORP /PA/ · FCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard V Lombardi
Officer — EVP-Chief Audit Executive
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712537
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | A | 11,056 | $0.00 | A | 32,336 | D | |
| Common Stock | Feb 27, 2017 | F | 3,563 | $0.00 | D | 28,773 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units-Service-BasedF3 | — | Feb 27, 2017 | A | 2,300 | A | — | — | Common Stock | 2,300 | 2,300 | D |
Explanation of responses
- F1Shares issued to Mr. Lombardi pursuant to an award granted under the First Commonwealth Financial Corporation 2014-2016 Long-Term Incentive Plan.
- F2Shares held by the issuer to satisfy tax withholding obligations in connection with the award referenced in footnote 1.
- F3Award of service-based stock units convertible into shares of FCF common stock on a 1-for-1 basis at the end of a 3 year vesting period.