SEC Form 4 · accession 0001127602-18-003746
FIRST FINANCIAL BANCORP /OH/ · FFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Corinne R Finnerty
Director
Period of report
Apr 20, 2011
Accepted (ET)
Feb 2, 2018 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2011 | M | 8,663 | $15.60 | A | 13,015 | D | |
| Common StockF1 | Apr 20, 2011 | F | 8,290 | $16.30 | D | 4,725 | D | |
| Common Stock | holding | — | — | — | 20,086 | I | Joint W/spouse | |
| Common Stock | holding | — | — | — | 1,058 | I | Restricted | |
| FFBC (Directors Fee Stock Plan) | holding | — | — | — | 19,445 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2001 (NQ) Stock Option | $15.60 | Apr 20, 2011 | M | 8,663 | D | Apr 24, 2002 | Apr 24, 2011 | Common Stock | 8,663 | 0 | I |
Explanation of responses
- F1Due to an administrative error, a cashless exercise of stock options that occurred on 4/20/2011 was not reported. Ms. Finnerty had 8,663 of NQ stock options issued to her on 4/24/2002, with an expiration date of 4/24/2011, at an option exercise price of $15.60. These shares were reported on a Form 4 when received. She opted to do a cashless stock option exercise of these shares on 4/20/2011, where she used 8,290 shares of her exercised shares to cover the purchase price and taxes, and received 373 net shares of common stock.