SEC Form 4/A · accession 0001127602-18-014531
FIRST FINANCIAL BANCORP /OH/ · FFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Corinne R Finnerty
Director
Period of report
Apr 20, 2011
Accepted (ET)
Apr 13, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 20, 2011 | M | 8,663 | $15.60 | A | 23,006 | D | |
| Common StockF1,F2 | Apr 20, 2011 | F | 8,290 | $16.30 | D | 14,716 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2001 (NQ) Stock Option | $15.60 | Apr 20, 2011 | M | 8,663 | D | Apr 24, 2002 | Apr 24, 2011 | Common Stock | 8,663 | 0 | I |
Explanation of responses
- F1Due to an administrative error, a cashless exercise of stock options that occurred on 4/20/2011 was not reported. Ms. Finnerty had 8,663 of NQ stock options issued to her on 4/24/2002, with an expiration date of 4/24/2011, at an option exercise price of $15.60. These shares were reported on a Form 4 when received. She opted to do a cashless stock option exercise of these shares on 4/20/2011, where she used 8,290 shares of her exercised shares to cover the purchase price and taxes, and received 373 net shares of common stock.
- F2Amendment is filed to reflect actual balances on 2/2/2018 of common stock after reported transaction. The original Form 4 filing showed the balances as of 4/20/11 after the transaction.