SEC Form 4 · accession 0001225208-15-004575
BANK OF AMERICA CORP /DE/ · BAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary G Lynch
Officer — Gbl Gen Cnsl Hd Cmpl & Reg Rel
Period of report
Feb 14, 2015
Accepted (ET)
Feb 18, 2015 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2015 | M | 48,978 | $0.00 | A | 277,904 | D | |
| Common StockF2 | Feb 14, 2015 | F | 27,340 | $16.61 | D | 250,564 | D | |
| Common StockF1 | Feb 15, 2015 | M | 464,151 | $0.00 | A | 714,715 | D | |
| Common StockF1 | Feb 15, 2015 | M | 51,551 | $0.00 | A | 766,266 | D | |
| Common StockF2 | Feb 15, 2015 | F | 28,776 | $16.61 | D | 737,490 | D | |
| Common StockF2 | Feb 15, 2015 | F | 259,090 | $16.61 | D | 478,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2014 Restricted Stock UnitsF1,F3 | — | Feb 14, 2015 | M | 48,978 | D | — | Feb 14, 2017 | Common Stock | 48,978 | 97,958 | D |
| 2013 Restricted Stock UnitsF1,F4 | $0.00 | Feb 15, 2015 | M | 51,551 | D | — | Feb 15, 2016 | Common Stock | 51,551 | 51,551 | D |
| Restricted Stock UnitsF1,F5 | $0.00 | Feb 15, 2015 | M | 464,151 | D | — | Feb 15, 2015 | Common Stock | 464,151 | 0 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
- F2Disposition of shares to the issuer to satisfy a tax withholding obligation.
- F3On February 14, 2014, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date
- F4On February 15, 2013, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date.
- F5On February 15, 2012, the reporting person was granted units that vest on the third anniversary of the grant date.