SEC Form 4 · accession 0001225208-15-004573
BANK OF AMERICA CORP /DE/ · BAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey S Greener
Officer — Chief Risk Officer
Period of report
Feb 14, 2015
Accepted (ET)
Feb 18, 2015 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2015 | M | 81,130 | $0.00 | A | 512,227 | D | |
| Common Stock | Feb 14, 2015 | D | 81,130 | $16.61 | D | 431,097 | D | |
| Common StockF1 | Feb 15, 2015 | M | 104,822 | $0.00 | A | 535,919 | D | |
| Common StockF1 | Feb 15, 2015 | M | 85,220 | $0.00 | A | 621,139 | D | |
| Common Stock | Feb 15, 2015 | D | 85,220 | $16.61 | D | 535,919 | D | |
| Common Stock | Feb 15, 2015 | D | 104,822 | $16.61 | D | 431,097 | D | |
| Common StockF2 | holding | — | — | — | 1,727 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2014 Restricted Stock UnitsF1,F3 | — | Feb 14, 2015 | M | 81,130 | D | — | Feb 14, 2017 | Common Stock | 81,130 | 162,260 | D |
| 2013 Restricted Stock UnitsF1,F4 | — | Feb 15, 2015 | M | 85,220 | D | — | Feb 15, 2016 | Common Stock | 85,220 | 85,220 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 15, 2015 | M | 104,822 | D | — | Feb 15, 2015 | Common Stock | 104,822 | 0 | D |
Explanation of responses
- F1Each unit is the economic equivalent of one share of Bank of America Corporation common stock.
- F2The share equivalents attributed to the reporting person's 401(k) balances increased 6.304 shares in 2014 due to changes in the Net Asset Value (NAV) of the issuer's stock fund.
- F3On February 14, 2014, the reporting person was granted units, vesting and payable in cash in three equal annual installments commencing with the first anniversary of the grant date.
- F4On February 15, 2013, the reporting person was granted units, vesting and payable in cash in three equal annual installments commencing with the first anniversary of the grant date.
- F5On February 15, 2012, the reporting person was granted units, vesting and payable in cash in three equal annual installments commencing with the first anniversary of the grant date.