SEC Form 4 · accession 0001225208-15-004288
BANK OF AMERICA CORP /DE/ · BAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cotty Neil
Officer — Chief Accounting Officer
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 25,696 | D | ||
| Common Stock | holding | — | — | — | 3,129 | I | By 401k | |
| Common Stock | holding | — | — | — | 92,289 | I | By Revocable Trust | |
| Common Stock | holding | — | — | — | 136,210 | I | GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Restricted Stock UnitsF1,F2 | — | Feb 13, 2015 | A | 121,667 | A | — | Feb 13, 2018 | Common Stock | 121,667 | 121,667 | D |
Explanation of responses
- F1Each unit is the economic equivalent of one share of Bank of America Corporation common stock.
- F2Award under the Bank of America Corporation 2003 Key Associate Stock Plan in a transaction that is exempt under rule 16b-3(d). These units vest and are payable in cash in three equal annual installments commencing with the first anniversary of the February 13, 2015 grant date.