SEC Form 4 · accession 0001192381-15-000008
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Douglas R Bettinger
Officer — EVP, Chief Financial Officer
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2015 | S | 3,662 | $79.90 | D | 33,718 | D | |
| Common StockF1,F2 | Feb 10, 2015 | M | 3,740 | $42.41 | A | 37,458 | D | |
| Common StockF1,F2 | Feb 10, 2015 | S | 3,740 | $79.90 | D | 33,718 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $42.41 | Feb 10, 2015 | M | 3,740 | D | Feb 8, 2015 | Mar 11, 2020 | Common Stock | 3,740 | 53,356 | D |
Explanation of responses
- F1Shares sold pursuant to 10b5-1 Trading Plan.
- F2Amount reported includes shares subject to unvested Restricted Stock Units.