SEC Form 4/A · accession 0001192381-15-000019
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Douglas R Bettinger
Officer — EVP, Chief Financial Officer
Period of report
Feb 10, 2015
Accepted (ET)
Feb 20, 2015 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2015 | S | 3,662 | $79.90 | D | 33,718 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to 10b5-1 Trading Plan.
- F2The stock option exercise, and sale of common stock acquired upon such exercise, of 3,740 shares pursuant to a 10b5-1 Trading Plan that were reported in a Form 4 filed on February 12, 2015 (the "Form 4"), which the broker acknowledged were erroneously executed without the reporting person's involvement due to the broker's error, were undone through the broker's error account and therefore did not occur for the reporting person's account. After nullifying the erroneous transactions, and following the sale of 3,662 shares also reported in the Form 4, the reporting person owned 33,718 shares of common stock, including shares subject to unvested Restricted Stock Units, and held Employee Stock Options subject to 57,096 shares.