SEC Form 4 · accession 0001140361-16-066236
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Richard Townsend
Director
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 2:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | May 17, 2016 | A | 7,022 | — | A | 21,167 | D | |
| common stockF3 | May 17, 2016 | F | 1,755 | — | D | 19,412 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted common stockF2,F1 | — | May 17, 2016 | A | 21,068 | A | May 16, 2017 | May 17, 2019 | common stock | 21,068 | 41,068 | D |
Explanation of responses
- F1Granted as director compensation
- F2Vesting in increments of 1/3 per year with first vesting period ending on 05/16/2017
- F3Withheld for tax liability