SEC Form 4/A · accession 0001140361-16-069380
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Richard Townsend
Director
Period of report
May 17, 2016
Accepted (ET)
Jun 10, 2016 · 11:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF3,F1 | May 17, 2016 | A | 0 | — | A | 14,145 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted common stockF3,F2,F1 | — | May 17, 2016 | A | 28,090 | A | May 16, 2017 | May 17, 2020 | common stock | 28,090 | 48,090 | D |
Explanation of responses
- F1Granted as director compensation
- F2Vesting in increments of 25% per year with first vesting period ending on 05/16/2017
- F3Amended to correct restricted stock grant with no immediate vesting - stock vests over 4 years