SEC Form 4 · accession 0001240973-15-000001
ATRION CORP · ATRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jeffery Strickland
Officer — Vice President and CFO
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2014 | G | 130 | $0.00 | D | 7,519 | D | |
| Common Stock | May 16, 2014 | G | 100 | $0.00 | D | 7,419 | D | |
| Common Stock | Jun 19, 2014 | G | 250 | $0.00 | D | 7,169 | D | |
| Common Stock | Nov 10, 2014 | G | 150 | $0.00 | D | 7,019 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 2, 2015 | A | 12 | A | — | — | Common Stock | 12 | 1,502 | D |
Explanation of responses
- F1Dividend Equivalents credited as Restricted Stock Units under the Amended and Restated Atrion Corporation 2006 Equity Incentive Plan. Each Restricted Stock Unit represents the contingent right to receive one
- F21,182.40 Restricted Stock Units vest on May 18, 2017, and 319.33 Restricted Stock Units vest on May 22, 2019, provided the reporting person is employed by Atrion Corporation or a subsidiary on such dates. At such times, the Restricted Stock Units will convert into shares of Atrion Corporation common stock on a one-for-one basis, with such shares of common stock to be delivered to the reporting person