SEC Form 4/A · accession 0001240973-15-000002

ATRION CORP · ATRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Vice President and CFO

Period of report

Jan 2, 2015

Accepted (ET)

Jan 6, 2015 · 4:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000701288

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 18, 2014	G	130	$0.00	D	7,519	I	By Family Limited Partnership
Common Stock	May 16, 2014	G	100	$0.00	D	7,419	I	By Family Limited Partnership
Common Stock	Jun 19, 2014	G	250	$0.00	D	7,169	I	By Family Limited Partnership
Common Stock	Nov 10, 2014	G	150	$0.00	D	7,019	I	By Family Limited Partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Jan 2, 2015	A	12	A	—	—	Common Stock	12	1,502	D

F1Dividend Equivalents credited as Restricted Stock Units under the Amended and Restated Atrion Corporation 2006 Equity Incentive Plan. Each Restricted Stock Unit represents the contingent right to receive one share of Atrion Corporation Common Stock.
F21,182.40 Restricted Stock Units vest on May 18, 2017, and 319.33 Restricted Stock Units vest on May 22, 2019, provided the reporting person is employed by Atrion Corporation or a subsidiary on such dates. At such times, the Restricted Stock Units will convert into shares of Atrion Corporation common stock on a one-for-one basis, with such shares of common stock to be delivered to the reporting person.

This amendment is being filed to correct the Form of Ownership in Table 1 and to add the inadvertently omitted part of Footnote 1 above.