SEC Form 4 · accession 0001127602-18-004661

3M CO · MMM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Sr. VP & CFO

Period of report

Feb 6, 2018

Accepted (ET)

Feb 8, 2018 · 5:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000066740

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 6, 2018	A	9,178	$0.00	A	29,559	D
Common Stock^F1,F2	Feb 6, 2018	F	3,204	$0.00	D	26,355	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F3	$233.63	Feb 6, 2018	A	56,191	A	Feb 6, 2019	Feb 4, 2028	Common Stock	56,191	56,191	D

F1Represents shares of 3M common stock that, except as otherwise noted below, will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 25% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to such shares until they are issued. The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.
F2Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).