SEC Form 4/A · accession 0001127602-18-008025
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nicholas C Gangestad
Officer — Sr. VP & CFO
Period of report
Feb 6, 2018
Accepted (ET)
Feb 23, 2018 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2018 | A | 9,178 | $0.00 | A | 29,559 | D | |
| Common StockF1 | Feb 6, 2018 | F | 3,207 | $0.00 | D | 26,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $233.63 | Feb 6, 2018 | A | 56,191 | A | Feb 6, 2019 | Feb 4, 2028 | Common Stock | 56,191 | 56,191 | D |
Explanation of responses
- F1On February 8, 2018, the reporting person reported the number of shares of 3M Common Stock earned pursuant to a 2015 performance share award. The numbers shown in the report reflected an estimate of the number of shares to be withheld for taxes. This amendment is being filed to update the Form 4 based on the actual number of shares withhold for taxes.