SEC Form 4 · accession 0001127602-15-029771

3M CO · MMM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Sr. VP, Chief Tech. Officer

Period of report

Aug 14, 2015

Accepted (ET)

Oct 29, 2015 · 1:15 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000066740

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 28, 2015	M	309	$101.49	A	1,061	D
Common Stock	Oct 28, 2015	S	309	$156.49	D	752	D
Common Stock	Oct 28, 2015	M	155	$126.72	A	907	D
Common Stock	Oct 28, 2015	S	155	$156.49	D	752	D
Common Stock^F1	holding	—	—		—	752	I	by Spouse
Common Stock^F2	holding	—	—		—	728	I	Spouse 401k/paesop

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F6,F3,F5	—	Aug 14, 2015	J	85	D	—	—	Common Stock	85	0	I
Restricted Stock Units^F7,F6,F3,F8	—	Aug 14, 2015	J	93	D	—	—	Common Stock	93	0	I
Non-qualified Stock Option (Right to Buy)^F9,F10	$101.49	Aug 14, 2015	J	156	D	Feb 5, 2014	Feb 3, 2023	Common Stock	156	309	I
Non-qualified Stock Option (Right to Buy)^F11,F10	$126.72	Aug 14, 2015	J	313	D	Feb 4, 2015	Feb 2, 2024	Common Stock	313	155	I
Non-qualified Stock Option (Right to Buy)^F9	$101.49	Oct 28, 2015	M	309	D	Feb 5, 2014	Feb 3, 2023	Common Stock	309	0	I
Non-qualified Stock Option (Right to Buy)^F11	$126.72	Oct 28, 2015	M	155	D	Feb 4, 2015	Feb 2, 2024	Common Stock	155	0	I

F1Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
F10On August 14, 2015, due to termination of service, the unvested portion of the option could not be exercised.
F11This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014).
F2Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
F3Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F4On August 14, 2015, the Issuer cancelled the option of 85 shares of 3M Common Stock granted to the reporting person on 2/4/2014, due to termination of service.
F5The restricted stock units will vest on 2/4/2017.
F6Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F7On August 14, 2015, the Issuer cancelled the option of 93 shares of 3M Common Stock granted to the reporting person on 2/5/2013, due to termination of service.
F8The restricted stock units will vest on 2/5/2016.
F9This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).