SEC Form 4/A · accession 0001127602-16-037631
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Khandpur K Ashish
Officer — Sr. VP, Chief Tech. Officer
Period of report
Aug 14, 2015
Accepted (ET)
Jan 22, 2016 · 11:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Aug 14, 2015 | J | 133 | D | — | — | Common Stock | 133 | 0 | I |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F2On August 14, 2015, due to termination of service, the Issuer cancelled the RSU of 133 shares that was granted on February 3, 2015. This filing updates the previously filed Form 4 filed on October 29, 2015.
- F3The restricted stock units will vest 100% on 2/3/2018.