SEC Form 4 · accession 0001246360-18-000831
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Barry Pennypacker
Officer — President & CEO
Period of report
Feb 20, 2018
Accepted (ET)
Feb 26, 2018 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 20, 2018 | A | 32,578 | $38.37 | A | 55,979 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 02.20.2018OfficerNQF1 | $38.37 | Feb 20, 2018 | A | 68,306 | A | Feb 20, 2019 | Feb 20, 2028 | Common Stock | 68,306 | 68,306 | D |
Explanation of responses
- F1Options vest in 33.3% increments annually beginning on date indicated in the "Date Exercisable" column.
- F2Common stock includes restricted shares.
- F3Performance Share Grant Under the 2013 Omnibus Incentive Plan