SEC Form 4/A · accession 0001246360-19-000816
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Barry Pennypacker
Officer — President & CEO
Period of report
Feb 20, 2018
Accepted (ET)
Feb 28, 2019 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 02.20.18OfficerNQF4,F3 | $32.98 | Feb 20, 2018 | A | 68,306 | A | Feb 20, 2019 | Feb 20, 2028 | Common Stock | 68,306 | 68,306 | D |
Explanation of responses
- F1Common stock includes restricted shares.
- F2The Form 4 filed February 26, 2018 reported an award of performance shares. This award should not have been reported until the performance criteria has been met. This amended Form 4 is being filed to remove this transaction from the filing.
- F3The Form 4 filed February 26, 2018 reported an incorrect price. The correct price for this award is $32.98.
- F4Options vest in 33.3% increments annually beginning on the date indicated in the "Date Exercisable" column.