SEC Form 4 · accession 0001437749-15-000678
SNYDER'S-LANCE, INC. · LNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Patricia A Warehime
Director · 10% Owner
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.83-1/3 par value Common StockF1 | Jan 12, 2015 | W | 31,800 | $0.00 | D | 9,571,382 | I | By trust |
| $.83-1/3 par value Common StockF2,F3 | Jan 12, 2015 | W | 10,600 | $0.00 | A | 72,739 | I | By trust |
| $.83-1/3 par value Common Stock | holding | — | — | — | 1,296,109 | D | ||
| $.83-1/3 par value Common StockF4 | holding | — | — | — | 4,000 | D | ||
| $.83-1/3 par value Common StockF5 | holding | — | — | — | 573,991 | I | By daughter | |
| $.83-1/3 par value Common StockF6 | holding | — | — | — | 362,135 | I | By MAW Associates, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by the Michael A. Warehime Trust. Patricia A. Warehime ("PAW") is the sole trustee and a beneficiary of the trust. PAW disclaims beneficial ownership of the shares, except to the extent of her pecuniary interest therein.
- F2Transfer of shares from the Michael A. Warehime Trust.
- F3Shares held by a subtrust for the benefit of PAW's adult daughter, who is a trustee of the subtrust and who shares the household with PAW. PAW disclaims beneficial ownership of the shares held by such subtrust, and this report should not be deemed an admission that PAW is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
- F4Restricted shares issued pursuant to the Snyder's-Lance, Inc. 2014 Director Stock Plan, a Rule 16b-3 Plan
- F5Shares owned by PAW's adult daughter, who shares the household with PAW. PAW disclaims beneficial ownership of the shares, and this report should not be deemed an admission that PAW is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
- F6These securities are owned by MAW Associates, LP ("LP"). PAW is the sole member of the general partner of LP. PAW's beneficial ownership of such securities is indirect.