SEC Form 4/A · accession 0001437749-15-006024
SNYDER'S-LANCE, INC. · LNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Patricia A Warehime
Director · 10% Owner
Period of report
Jan 12, 2015
Accepted (ET)
Mar 25, 2015 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.83-1/3 par value Common StockF1 | Jan 12, 2015 | W | 31,800 | $0.00 | D | 9,571,382 | I | By trust |
| $.83-1/3 par value Common StockF2,F3 | Jan 12, 2015 | W | 10,600 | $0.00 | A | 72,739 | I | By trust |
| $.83-1/3 par value Common Stock | holding | — | — | — | 1,296,109 | D | ||
| $.83-1/3 par value Common StockF4 | holding | — | — | — | 4,000 | D | ||
| $.83-1/3 par value Common StockF5,F6 | holding | — | — | — | 513,991 | I | By daughter | |
| $.83-1/3 par value Common StockF7 | holding | — | — | — | 362,135 | I | By MAW Associates, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by the Michael A. Warehime Trust. Patricia A. Warehime ("PAW") is the sole trustee and a beneficiary of the trust. PAW disclaims beneficial ownership of the shares, except to the extent of her pecuniary interest therein.
- F2Transfer of shares from the Michael A. Warehime Trust.
- F3Shares held by a subtrust for the benefit of PAW's adult daughter, who is a trustee of the subtrust and who shares the household with PAW. PAW disclaims beneficial ownership of the shares held by such subtrust, and this report should not be deemed an admission that PAW is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
- F4Restricted shares issued pursuant to the Snyder's-Lance, Inc. 2014 Director Stock Plan, a Rule 16b-3 Plan
- F5Shares owned by PAW's adult daughter, who shares the household with PAW. PAW disclaims beneficial ownership of the shares, and this report should not be deemed an admission that PAW is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
- F6This holding by daughter is reduced by 60,000 shares to correct a previous overstatement. An incorrect total is also reflected on Forms 4 filed by the reporting person prior to the date of this Amendment.
- F7These securities are owned by MAW Associates, LP ("LP"). PAW is the sole member of the general partner of LP. PAW's beneficial ownership of such securities is indirect.