SEC Form 4 · accession 0001723211-18-000035
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Judith L Bacchus
Officer — Vice President
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 12:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2018 | M | 1,517 | $37.87 | A | 26,744 | D | |
| Common StockF1 | Aug 2, 2018 | F | 426 | $37.87 | D | 26,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Aug 2, 2018 | M | 1,517 | D | Aug 2, 2018 | — | Common Stock | 1,517 | 3,035 | D |
| Restricted Stock UnitsF2,F3 | — | Aug 1, 2018 | A | 4,060 | A | — | — | Common Stock | 4,060 | 4,060 | D |
Explanation of responses
- F1Includes 1329.74 shares held in the Kennametal Inc. 401(k) Plan and 9745 shares of Performance Unit shares not yet distributed.
- F21 - for - 1
- F3Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company.