SEC Form 4/A · accession 0001723211-18-000043
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Judith L Bacchus
Officer — Vice President
Period of report
Aug 1, 2018
Accepted (ET)
Aug 8, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2018 | M | 1,517 | $37.74 | A | 26,744 | D | |
| Common StockF1,F2 | Aug 6, 2018 | F | 426 | $37.74 | D | 26,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | — | Aug 6, 2018 | M | 1,517 | D | Aug 1, 2018 | — | Common Stock | 1,517 | 3,035 | D |
Explanation of responses
- F1Previous Form 4 submitted on August 3, 2018, reported an incorrect Transaction Date and Price in Table I. The Transaction Date and Price in Table I are now correctly reported.
- F2Includes 1329.74 shares held in the Kennametal Inc. 401(k) Plan and 9745 shares of Performance Unit shares not yet distributed.
- F3Previous Form 4 submitted on August 3, 2018 reported an incorrect Date Exercisable in Table II for disposed Restricted Stock Units. The Date Exercisable for disposed Restricted Stock Units is now correctly reported.
- F41 - for - 1
- F5Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company.